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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2021-07-21 |
Branch Locations
311 E. Wisconsin St. Suite 109, Portage, WI 53901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell And Reed, Inc. | Portage | WI | 03/2003 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Portage | WI | 04/2011 | 07/2021 |
| Lpl Financial Llc | Portage | WI | 07/2021 | Present |
1- 03/2011 / Associates of Clifton Park / Non-Variable Insurance / Investment Related / Clifton Park, NY 12065 2- 07/2021 / DBA for LPL Business (entity for LPL business) / Lotus Advisors / Investment Related / Portage WI 53901
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 2003-07-08 |
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