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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2021-11-26 |
Branch Locations
4051 E Sunrise Dr Ste 200 [W6-Rbo], Tucson, AZ 85718 • United States
2150 W Grant Rd, Tucson, AZ 85745 • United States
8315 E Broadway, Tucson, AZ 85710 • United States
145 E 22Nd St, Tucson, AZ 85713 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bbva Securities Inc. | Tucson | AZ | 05/2013 | 08/2020 |
| Bbva Wealth Solutions Inc. | Tucson | AZ | 06/2017 | 10/2021 |
| Wells Fargo Clearing Services, Llc | Tucson | AZ | 10/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-06-19 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-29 |
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