Joyce Anne Provost

Current Employers

Employment History

• 08/2011 → 09/2022
  First Allied Securities, Inc
  San Diego, CA
• 07/2012 → 11/2020
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 01/2013 → Present
  Aviso Wealth Management (Potomac Investments)
  Seattle, WA
• 11/2020 → Present
  First Allied Advisory Services
  Schaumburg, IL
• 09/2022 → 09/2023
  Cetera Advisors Llc
  Seattle, WA
• 09/2023 → Present
  Osaic
  Bellevue, WA

Previous Registrations

• 2020-11-12 → 2023-10-13
  Cetera Investment Advisers Llc
  Scottsdale, AZ
  Seattle, WA
• 2012-07-02 → 2020-11-12
  First Allied Advisory Services, Inc.
  Chesterfield, MO
  Silverdale, WA
  Seattle, WA
  Scottsdale, AZ
• 2013-01-08 → 2016-12-31
  Aviso Wealth Management
  Bellevue, WA
• 2011-08-12 → 2012-07-02
  First Allied Securities, Inc.
  Seattle, WA
  Silverdale, WA
  Scottsdale, AZ
• 2005-11-28 → 2011-10-04
  Pacific Northwest Asset Management, Inc.
  Silverdale, WA
• 2005-11-03 → 2008-10-17
  First Montauk Securities Corp.
  Silverdale, WA
  Red Bank, NJ
  Silverdale, WA

Other Businesses

1. AVISO FINANCIAL, LLC POSITION: financial advisor NATURE: DBA for broker dealer related business. It is an LLC holding company INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/19/2013 ADDRESS: 252 W Swamp Road, Unit 28, Doylestown PA 18901, United States DESCRIPTION: financial advisor 2. JOYCE PROVOST NOTARY PUBLIC POSITION: Notary Public NATURE: none INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/05/2006 ADDRESS: 11900 NE 1st Street, Suite 300, Bellevue WA 98005, United States DESCRIPTION: notarize documents as needed 3. INSURANCE POSITION: agent NATURE: insurance agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 05/12/2021 ADDRESS: 11900 NE 1st Street, Suite 300, Bellevue WA 98005, United States DESCRIPTION: write and service insurance for clients 4. AVISO TAX SERVICES, LLC POSITION: rep NATURE: LLC - tax preparation INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 05/01/2021 ADDRESS: 227 Point Township Drive, Northumberland PA 17857, United States DESCRIPTION: I may refer clients to this company that brands under Aviso for tax preparation or tax questions. I receive no compensation and am not affiliated with them. 5. AVISO FINANCIAL CENTER POSITION: Financial Advisor NATURE: DBA for the Osaic brokerage business from the Northumberland branch office INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/19/2015 ADDRESS: 227 Point Township Drive, Northumberland PA 17857, United States DESCRIPTION: Financial Advisor 6. AVISO WEALTH MANAGEMENT POSITION: financial advisor NATURE: Corporation, independent registered investment adviser INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/02/2015 ADDRESS: 11900 NE 1st Street, Suite 300, Bellevue WA 98005, United States DESCRIPTION: provide investment advice to clients, manage investment portfolios

Exams

• S66 Uniform Combined State Law Examination
  2005-11-02

Other Names

• Joyce Anne Hughes
• Joy Anne Hughes
• Joy Anne Aarness
• Joyce Anne Aarness
• Joyce Anne Aarness