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Current Employers
Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-19
LA RA APPROVED 2013-03-22
  • TX RA
    APPROVED
    Since 2022-01-19
  • LA RA
    APPROVED
    Since 2013-03-22

Branch Locations

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

1590 W. Causeway Approach Suite 1, Mandeville, LA 70471 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Benjamin F Edwards & Co Mandeville LA 03/2013 Present
  • 03/2013 → Present
    Benjamin F Edwards & Co
    Mandeville, LA
Previous Registrations
Other Businesses

1)Trustee for sibling(s); Mandeville, LA; investment-related; Start date: 9-20-2024; 5 hours/month; 2 hours/month during trading hours 2)Agent for Mother; investment-related; Williamsville, NY 14221; Start date: 7-28-2021; 1 hour/month

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-06-24
S63 Uniform Securities Agent State Law Examination 2000-03-23
  • S65 Uniform Investment Adviser Law Examination
    2008-06-24
  • S63 Uniform Securities Agent State Law Examination
    2000-03-23
Designations

View on SEC IAPD

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