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Kevin Douglas Burns

W&S Brokerage Services, Inc.

Cincinnati, OH

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Current Employers
W&S Brokerage Services, Inc.

400 Broadway, Cincinnati, OH 45202 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2018-09-21
  • OH RA
    APPROVED
    Since 2018-09-21

Branch Locations

400 Broadway 4Th Floor, Cincinnati, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
W&S Brokerage Services Cincinnato OH 05/2007 Present
Western Southern Life Cincinnati OH 05/2007 Present
  • 05/2007 → Present
    W&S Brokerage Services
    Cincinnato, OH
  • 05/2007 → Present
    Western Southern Life
    Cincinnati, OH
Previous Registrations
  • 2006-09-27 → 2007-04-17
    Natcity Investments, Inc.
    Cincinnati, OH
  • 2003-12-04 → 2006-07-26
    Strategic Advisers Llc
    Blue Ash, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-11-29
S66 Uniform Combined State Law Examination 2003-11-03
S63 Uniform Securities Agent State Law Examination 2000-02-09
  • S65 Uniform Investment Adviser Law Examination
    2018-11-29
  • S66 Uniform Combined State Law Examination
    2003-11-03
  • S63 Uniform Securities Agent State Law Examination
    2000-02-09

View on SEC IAPD

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ANDERS KRISTIAN JUEL
CHARLES FREDERICK HAIS
CHRISTOPHER CHARLES HAIS
CHARLES MICHAEL HAIS
JEFFREY ROBERT WALKUP
MICHAEL WILLIAM POPIL
BETH OKABAYASHI HODGES

Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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