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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-07-13 |
| UT | RA | APPROVED | 2016-09-01 |
Branch Locations
6550 S Millrock Dr Ste 100, Holladay, UT 84121 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 09/2016 |
| Wells Fargo Advisors, Llc | Holladay | UT | 09/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Holladay | UT | 11/2016 | Present |
UTAH TERRAIN LLC, INV. RELATED, SANDY, UT, 40% OWNERSHIP, START: 8/17/18, 40 HOURS/MONTH, 0 DURING TRADING, WESTERN MERCHANDISE. CO-TRUSTEE OF FAMILY TRUST; INV. RELATED; SANDY, UT; START DATE 3/2019; 2 HRS PER MONTH; 0 HRS DURING TRADING. UNIVERSITY OF UTAH LIFELONG LEARNING, INVESTMENT RELATED, SALT LAKE CITY, UT, ADJUNCT PROFESSOR, START DATE 3/12/2024, 8 HOURS PER MONTH, 0 DURING TRADING, TEACH FINANCE 101. UNIVERSITY OF UTAH LIFELONG LEARNING, NOT INVT RELATED, SALT LAKE CITY, UT, INSTRUCTOR, START DATE 11/2/2023, 4 HRS PER MONTH, 0 HRS DURING TRADING, TEACHING LEGACY PLANNING AND GIFTING STRATEGIES. UNIVERSITY OF UTAH LIFELONG LEARNING, NOT INVT RELATED, SALT LAKE CITY, UT, INSTRUCTOR, START DATE 10/22/2024, 4 HRS PER MONTH, 0 HRS DURING TRADING, TEACHING TAX ADVANTAGED INVESTMENTS & INCOME. UNIVERSITY OF UTAH LIFELONG LEARNING, INVT RELATED, SALT LAKE CITY, UT, INSTRUCTOR, START DATE 12/3/2024, 2 HRS SESSIONS PER MONTH, 0 HRS DURING TRADING, TEACHING LEGACY PLANNING & GIFTING STRATEGIES. THE WATERFORD SCHOOL; NOT INV. RELATED; SANDY, UT; FINANCE COMMITTEE MEMBER; PRIVATE K-12 SCHOOL; START DATE 9/5/2024; 1 HR PER MONTH; 0 HRS DURING TRADING: DUTIES: ATTEND MEETINGS, PROVIDE OVERSITH, REVIEW ENDOWMENT. UNIVERSITY OF UTAH LIFELONG LEARNING, INVT RELATED, SALT LAKE CITY, UT, INSTRUCTOR, START DATE 03/23/2026, 12 HRS SESSIONS PER MONTH, 0 HRS DURING TRADING UNIVERSITY OF UTAH LIFELONG LEARNING; NOT INV RELATED; SALT LAKE CITY, UT; EDUCATION; START DATE: 01/26/2026; 12 HRS PER MONTH; 0 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 2004-09-22 |
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