Samuel Blake Law

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2019-03-06

WA RA
APPROVED

Since 2019-03-06

Branch Locations

4025 Delridge Way Sw Ste 560, Seattle, WA 98106-1249 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	San Diego	CA	10/2009	03/2019
Lpl Financial, Llc	Seattle	WA	03/2019	Present

10/2009 → 03/2019

Lpl Financial

San Diego, CA
03/2019 → Present

Lpl Financial, Llc

Seattle, WA

Other Businesses

1. 03/06/2019 - LARSON FINANCIAL GROUP, LLC/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED / 0%/ SEATTLE, WA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-07-03

S66 Uniform Combined State Law Examination

2014-07-03

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

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Exams

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