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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-09-14
  • FL RA
    APPROVED
    Since 2023-09-14

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Weehawken NJ 01/2010 11/2017
Raymond James & Associates, Inc. St. Petersburg FL 11/2017 02/2021
Sigfig St Petersburg FL 03/2021 06/2023
Raymond James & Associates St Petersburg FL 08/2023 Present
Previous Registrations
Other Businesses

(1)Name of Business: Its Not Rocket Surgery Address: 7100 Sunset Way, St Pete Beach, FL, 33706, United States Activity Type: Business Owner Position/Title: Officer - Treasurer, Partner Investment Related: No Start Date: 02/13/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Acting as the business treasurer with a partner, responsible for paying expenses and documenting cash flow of a sole prop LLC; assisting my partner with testing his designs (non financial related software)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-29
  • S66 Uniform Combined State Law Examination
    2013-06-29
Designations
Other Names
  • Kimberly M Loux
  • Kimberly Marie Loux

View on SEC IAPD

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