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Lauren Mouzayck Millard

Cetera Investment Advisers LLC

Birmingham, AL

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2023-01-10
  • AL RA
    APPROVED
    Since 2023-01-10

Branch Locations

1900 5Th Ave N, Birmingham, AL 35203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Atlanta GA 10/2012 11/2022
Morgan Stanley Private Bank, N.A. New York NY 01/2019 11/2022
Regions Bank Birmingham AL 12/2022 Present
Cetera Investment Advisers Llc Birmingham AL 01/2023 Present
Cetera Investment Services Llc Saint Cloud MN 01/2023 Present
  • 10/2012 → 11/2022
    Morgan Stanley
    Atlanta, GA
  • 01/2019 → 11/2022
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 12/2022 → Present
    Regions Bank
    Birmingham, AL
  • 01/2023 → Present
    Cetera Investment Advisers Llc
    Birmingham, AL
  • 01/2023 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
Previous Registrations
Other Businesses

1. REGIONS BANK, WEALTH ADVISOR, CUSTOMER SERVICE, DEPOSIT ACCOUNTS, LOANS, AND CREDIT CARD APPLICATIONS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-27
  • S66 Uniform Combined State Law Examination
    2008-05-27
Other Names
  • Lauren Marie Spivey
  • Lauren Maric Mouzayck
  • Lauren Marie Mouzayck

View on SEC IAPD

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Other Offices

THRIVENT INVESTMENT MANAGEMENT INC. · BIRMINGHAM, AL
PFS INVESTMENTS INC. · HOOVER, AL
PMD ADVISORY · HOOVER, AL
CETERA INVESTMENT ADVISERS LLC · BIRMINGHAM, AL
CETERA INVESTMENT ADVISERS LLC · HOOVER, AL
NFSG CORPORATION · HOOVER, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Hoover, AL
PFS INVESTMENTS INC. · HOOVER, AL

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