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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-08-25
NJ RA APPROVED 2013-03-21
  • TX RA
    APPROVED_RES
    Since 2017-08-25
  • NJ RA
    APPROVED
    Since 2013-03-21

Branch Locations

90 Woodbridge Center Drive 7Th Floor, Woodbridge, NJ 07095 • United States

Tinton Falls, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors New York NY 12/2005 06/2020
Equitable Advisors, Llc New York NY 12/2005 Present
Other Businesses

Pop Warner Youth Volunteer Coach- Coaches Youth Football. Spends 3 hours per month on this activity. DBA-TPS FINANCIAL .

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-03-19
S63 Uniform Securities Agent State Law Examination 2004-09-20
  • S65 Uniform Investment Adviser Law Examination
    2013-03-19
  • S63 Uniform Securities Agent State Law Examination
    2004-09-20

View on SEC IAPD

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