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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2022-09-08 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Dubuque | IA | 08/2007 | 06/2022 |
| Dupaco Financial Services | Dubuque | IA | 08/2022 | Present |
| Lpl Financial Llc | Dubuque | IA | 09/2022 | Present |
1. 08/01/2017 - NOTARY/ NOTARY/ INVESTMENT RELATED/ 0%/ DUBUQUE, IA 2. 12/08/2018 - JT REAL ESTATE, LLC/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 0%/ 93/95 MILWAUKEE ST, DUBUQUE, IA 52001; 784/784 1/2 WILSON ST, DUBUQUE, IA 52001; 719/721 UNIVERSITY AVE, DUBUQUE, IA 52001 3. 09/01/2022 - DUPACO FINANCIAL SERVICES/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ DUBUQUE, IA 4. 05/14/2024 - No Business Name - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Financial Advisor - Started: 5/1/2024 - 1 Hr/Mo During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-09-13 |
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