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Karen Manley

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Coral Gables, FL

Melville, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-22
  • NY RA
    APPROVED
    Since 2021-10-22

Branch Locations

355 Alhambra Cir Office Of Cao - Awl Local Markets Organization, Coral Gables, FL 33134 • United States

300 Broadhollow Rd, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Melville NY 11/2011 05/2019
Bofa Securities, Inc. Melville NY 05/2019 06/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Melville NY 06/2019 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-10-22
S63 Uniform Securities Agent State Law Examination 2004-08-21
  • S65 Uniform Investment Adviser Law Examination
    2021-10-22
  • S63 Uniform Securities Agent State Law Examination
    2004-08-21
Other Names
  • Karen Manely
  • Karen Manley
  • Karen M Manley

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · CORAL GABLES, FL
STIFEL, NICOLAUS & COMPANY, INCORPORATED · Coral Gables, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CORAL GABLES, FL
ACCUMULATOR OPERATIONS LLC · CORAL GABLES, FL
021 INVESTMENTS LLC · MIAMI, FL
VIM WEALTH MANAGEMENT, LLC · CORAL GABLES, FL
CETERA INVESTMENT ADVISERS LLC · Coral Gables, FL
VIM WEALTH MANAGEMENT, LLC · Coral Gables, FL

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