Michael Patrick Fennessy

Current Employers

Employment History

• 03/2015 → 09/2016
  Park Avenue Securities Llc
  New York, NY
• 10/2016 → 03/2018
  Ameritas Investment Corp
  Lincoln, NE
• 09/2016 → 03/2018
  Ameritas Life Insurance Corp
  Lincoln, NE
• 03/2018 → 12/2018
  Guardian Life Insurance Co Of America
  Portland, OR
• 03/2018 → 12/2018
  Park Avenue Securities, Llc
  Portland, OR
• 12/2018 → 11/2025
  Lion Street Financial, Llc
  Austin, TX
• 11/2025 → Present
  Integrity Alliance, Llc.
  Austin, TX
• 11/2025 → Present
  Integrity Alliance, Llc.
  Austin, TX

Previous Registrations

• 2018-12-11 → 2025-11-03
  Lion Street Advisors, Llc
  Austin, TX
  Vancouver, WA
  Lake Oswego, OR
• 2018-04-16 → 2018-12-11
  Park Avenue Securities Llc
  Portland, OR

Other Businesses

1) FENNESSY FINANCIAL & INSURANCE SERVICES LLC POSITION: Owner NATURE: Insurance Sales & Operating Company INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 04/06/2018 ADDRESS: 2630 Rivendell Rd, Lake Oswego OR 97034, United States DESCRIPTION: Owner 2) MICHAEL FENNESSY - SPEAKER POSITION: Owner. NATURE: Consulting and speaking engagements on topics related to the Defined Contribution and Retirement Industry. INVESTMENT RELATED: Yes. NUMBER OF HOURS: 4. SECURITIES TRADING HOURS: 4. START DATE: 02/01/2024 ADDRESS: 4260 Galewood Suite D, Lake Oswego, OR 97035, United States DESCRIPTION: Engagements are related to offering opinions and content related to the defined contribution industry. Typically this is speaking and consulting around topics that a service vendor is soliciting feedback on.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-04-10
• S63 Uniform Securities Agent State Law Examination
  2000-03-16

Other Names

• Mike Fennessy
• Michael P Fennessy
• Michael P Fennessy
• Michael Patrick Fennessy
• Michael Fennessy