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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-08-08
OH RA APPROVED 2019-03-20
  • TX RA
    APPROVED
    Since 2019-08-08
  • OH RA
    APPROVED
    Since 2019-03-20

Branch Locations

11145 Reading Rd, Cincinnati, OH 45241 • United States

Cincinnati, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services Inc. Cincinnati OH 09/2010 03/2020
Ameriprise Financial Services, Llc Cincinnati OH 03/2020 Present
Other Businesses

Board of Directors; Solomon Professional Services, LLC; Secretary; 11145 Reading Road, , Cincinnati, OH, 45241; Not Investment-Related; 11/01/2023; 10 to 19 hours per month; 10 to 19 during trading hours / Investment Committee; Member; 711 E. Columbia Ave, , Cincinnati, OH, 45215; Investment-Related; 01/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours / Treetops of Madeira Subdivision; Treasuer; 7202 Treetop Lane, , Madeira, OH, 45243; Investment-Related; 04/30/2026; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Solomon Professional Services; Associate Financial Advisor - financial planning, client service and business operations; ; 11145 Reading Road, , Cincinnati, OH, 45241; Investment-Related; 03/19/2021; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-06
  • S66 Uniform Combined State Law Examination
    2019-03-06
Other Names
  • Kaitlin Leigh Heimbuch

View on SEC IAPD

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