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Empower Advisory Group, LLC CRD 112058
$195B regulatory AUM 24 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2020-10-08 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Dubuque, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Investment Management Services Llc | Dubuque | IA | 04/2005 | 04/2020 |
| Global Portfolio Strategies, Inc. | Dubuque | IA | 10/2006 | 12/2018 |
| The Prudential Insurance Company Of America | Dubuqe | IA | 04/2005 | 04/2020 |
| Prudential Customer Solutions Llc | Dubuque | IA | 05/2019 | 04/2020 |
| Central Iowa Detention | Eldora | IA | 05/2020 | 09/2020 |
| Dubuque Community School District | Dubuque | IA | 02/2015 | 06/2019 |
| Swiss Colony | Peosta | IA | 11/2019 | 01/2020 |
| Empower Retirement | Greenwood Village | CO | 10/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-09-14 |
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