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Robert Reid Smith

Cetera Investment Advisers LLC

Denham Springs, LA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-04-10
LA RA APPROVED 2014-01-21
  • TX RA
    APPROVED_RES
    Since 2019-04-10
  • LA RA
    APPROVED
    Since 2014-01-21

Branch Locations

1509 South Range Ave, Denham Springs, LA 70726 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Bank Denham Springs LA 05/2013 Present
Cetera Investment Services St. Cloud MN 05/2013 Present
Cetera Investment Advisers Llc Denham Springs LA 01/2014 Present
  • 05/2013 → Present
    Regions Bank
    Denham Springs, LA
  • 05/2013 → Present
    Cetera Investment Services
    St. Cloud, MN
  • 01/2014 → Present
    Cetera Investment Advisers Llc
    Denham Springs, LA
Previous Registrations
  • 2011-08-29 → 2013-05-15
    Lpl Financial Llc
    Baton Rouge, LA
  • 2008-04-29 → 2011-08-29
    Chase Investment Services Corp.
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Denham Springs, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-21
S63 Uniform Securities Agent State Law Examination 2005-12-29
  • S66 Uniform Combined State Law Examination
    2008-04-21
  • S63 Uniform Securities Agent State Law Examination
    2005-12-29

View on SEC IAPD

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Other Investors

GLENDA RICHARDSON LOSSETT
WALTER GERALD ROGERS
ALLY HOWARD JESSUP
JOHN BURTON MYRES
CHAD EDWARD KANNADY
PATRICK LAWRENCE AMIE
BRANDON CHAVGNEY PIERCE
KEITH PAUL LEBLANC

Other Offices

CETERA INVESTMENT ADVISERS LLC · DENHAM SPRINGS, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · Denham Spgs, LA
EDWARD JONES · DENHAM SPRINGS, LA
EDWARD JONES · DENHAM SPRINGS, LA
LPL FINANCIAL LLC · DENHAM SPRINGS, LA
CETERA INVESTMENT ADVISERS LLC · DENHAM SPRINGS, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · Greenwell Springs, LA
EDWARD JONES · GREENWELL SPRINGS, LA

More in Denham Springs, LA

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