Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2022-08-10
TX RA APPROVED_RES 2022-08-10
  • LA RA
    APPROVED
    Since 2022-08-10
  • TX RA
    APPROVED_RES
    Since 2022-08-10

Branch Locations

525 Florida Avenue Sw, Denham Springs, LA 70726 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Hancock/Whitney Bank Denham Springs LA 06/2014 Present
Hancock Investment Services, Inc. New Orleans LA 06/2014 08/2022
Cetera Investment Services Llc St Cloud MN 08/2022 Present
Cetera Investment Advisers Llc Denham Springs LA 08/2022 Present
  • 06/2014 → Present
    Hancock/Whitney Bank
    Denham Springs, LA
  • 06/2014 → 08/2022
    Hancock Investment Services, Inc.
    New Orleans, LA
  • 08/2022 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 08/2022 → Present
    Denham Springs, LA
Previous Registrations
Other Businesses

MYRESVILLE, FARM LAND-RENTAL INCOME, 41.67% OWNER

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-05-04
S63 Uniform Securities Agent State Law Examination 1987-04-20
  • S65 Uniform Investment Adviser Law Examination
    1995-05-04
  • S63 Uniform Securities Agent State Law Examination
    1987-04-20

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Denham Springs, LA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor