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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2022-08-10 |
| TX | RA | APPROVED | 2022-08-10 |
Branch Locations
525 Florida Ave Sw, Denham Springs, LA 70726 • United States
701 Poydras Street, New Orleans, LA 70139 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hancock Investment Services, Inc. | Baton Rouge | LA | 02/1999 | 08/2022 |
| Cetera Investment Services Llc | Saint Cloud | MN | 08/2022 | Present |
| Cetera Investment Advisers Llc | Denham Springs | LA | 08/2022 | Present |
| Hancock Whitney Bank | Denham Springs | LA | 02/1999 | Present |
1.) SOUTHERNLY SOCIAL LLC, EVENT PLANNING, GIFT CONCIERGE & CREATIVE WRITING PROMOTION, 1-10/HRS/WK.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-08-16 |
| S63 | Uniform Securities Agent State Law Examination | 1995-03-07 |
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