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Brian Wesley Sullivan

Thurston Springer Advisors

Indianapolis, IN

Mishawaka, IN

CRD 4835369

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Employer firm

Thurston Springer Advisors CRD 299201

$3.68B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Thurston Springer Advisors

9000 Keystone Crossing Seventh Floor, Indianapolis, IN 46240 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-12-09
  • IN RA
    APPROVED
    Since 2024-12-09

Branch Locations

9000 Keystone Crossing Seventh Floor, Indianapolis, IN 46240 • United States

1736 E Day Road Suite 100, Mishawaka, IN 46545 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Mishawaka IN 08/2015 12/2024
Thurston Springer Financia Mishawaka IN 12/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-15
S63 Uniform Securities Agent State Law Examination 2004-08-26
  • S66 Uniform Combined State Law Examination
    2015-12-15
  • S63 Uniform Securities Agent State Law Examination
    2004-08-26
Other Names
  • Brian Wesley Sullivan
  • Brian Wesley Sullivan

View on SEC IAPD

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