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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2013-09-10 |
Branch Locations
1349 W Lane Ave Ste 1200, Upper Arlington, OH 43221 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2004 | Present |
| Northwestern Mutual Investment Services Llc | Columbus | OH | 07/2004 | Present |
| Ohio State University | Columbus | OH | 09/2001 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2- TREASURER, SCOTT CONSULTING, 15700 COUNTY ROAD L, WAUSEON, , OHIO, 43567, START DATE: 07/20/2016, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NO ACTIVE DUTIES OR COLLECT ANY INCOME
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-04-01 |
| S65 | Uniform Investment Adviser Law Examination | 2013-09-07 |
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