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Jocelyn Co Wee

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lancaster, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2013-06-25
TX RA APPROVED_RES 2013-03-05
  • CA RA
    APPROVED
    Since 2013-06-25
  • TX RA
    APPROVED_RES
    Since 2013-03-05

Branch Locations

1028 W Ave K, Lancaster, CA 93534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith, Inc. Lancaster CA 08/2011 Present
Bank Of America, N.A. Lancaster CA 11/2011 Present
  • 08/2011 → Present
    Merrill Lynch, Pierce, Fenner & Smith, Inc.
    Lancaster, CA
  • 11/2011 → Present
    Bank Of America, N.A.
    Lancaster, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-19
S63 Uniform Securities Agent State Law Examination 2004-10-06
  • S66 Uniform Combined State Law Examination
    2013-06-19
  • S63 Uniform Securities Agent State Law Examination
    2004-10-06
Other Names
  • Jocelyn Wee

View on SEC IAPD

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Other Offices

CASH FLOW TECHNOLOGIES · LANCASTER, CA
EDWARD JONES · LANCASTER, CA
INDEPENDENT FINANCIAL GROUP, LLC · LANCASTER, CA
LPL FINANCIAL LLC · LANCASTER, CA
WORLD INVESTMENT ADVISORS, LLC · Lancaster, CA
CETERA INVESTMENT ADVISERS LLC · LANCASTER, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LANCASTER, CA
THRIVENT INVESTMENT MANAGEMENT INC. · Lancaster, CA

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