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Shane Murray Boex

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Newport Beach, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-07-19
CA RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2012-07-19
  • CA RA
    APPROVED
    Since 2009-10-23

Branch Locations

500 Newport Ctr Dr, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Newport Beach CA 10/2002 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newport Beach CA 10/2009 Present
Previous Registrations
  • 2003-06-04 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Newport Beach, CA
    Costa Mesa, CA
    Los Angeles, CA
    Newport Beach, CA
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-27
S63 Uniform Securities Agent State Law Examination 2000-03-10
  • S65 Uniform Investment Adviser Law Examination
    2001-02-27
  • S63 Uniform Securities Agent State Law Examination
    2000-03-10

View on SEC IAPD

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