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Steven Mccabe Bruce

Bruce Wood Capital, LLC

Mequon, WI

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Current Employers
Bruce Wood Capital, Llc

11518 N Port Washington Road Suite 1, Mequon, WI 53092 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-02-13
  • WI RA
    APPROVED
    Since 2025-02-13

Branch Locations

11518 N Port Washington Road Suite 1, Mequon, WI 53092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Milwaukee WI 04/2016 04/2024
Northwestern Mutual Wealth Management Company Milwaukee WI 12/2014 04/2024
Bruce Wood Capital, Llc Shorewood WI 03/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-20
S63 Uniform Securities Agent State Law Examination 2004-10-13
  • S66 Uniform Combined State Law Examination
    2006-03-20
  • S63 Uniform Securities Agent State Law Examination
    2004-10-13
Other Names
  • Steven M Bruce

View on SEC IAPD

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Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · MEQUON, WI
LPL FINANCIAL LLC · MEQUON, WI
CHARLES SCHWAB & CO., INC. · Mequon, WI
OSAIC WEALTH, INC. · MEQUON, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Mequon, WI
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MEQUON, WI
REINHART PARTNERS, LLC · MEQUON, WI
MADISON INVESTMENT ADVISORS, LLC · MEQUON, WI

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