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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-13
NY RA APPROVED 2021-04-16
VA RA APPROVED 2018-01-25
NJ RA APPROVED 2013-09-26
PA RA APPROVED 2013-09-26
  • FL RA
    APPROVED
    Since 2025-01-13
  • NY RA
    APPROVED
    Since 2021-04-16
  • VA RA
    APPROVED
    Since 2018-01-25
  • NJ RA
    APPROVED
    Since 2013-09-26
  • PA RA
    APPROVED
    Since 2013-09-26

Branch Locations

5 Vaughn Drive Suite 320, Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurnace Princeton NJ 08/2013 Present
Park Avenue Securities Princeton NJ 09/2013 Present
  • 08/2013 → Present
    Guardian Life Insurnace
    Princeton, NJ
  • 09/2013 → Present
    Park Avenue Securities
    Princeton, NJ
Previous Registrations
Other Businesses

1. Non-Guardian Insurance Sales-Sale of insurance products from other carriers besides Guardian,. Start: 07/15/2013, Address: 5 Vaughn Drive, Suite 320 Princeton, NJ 08540 3 total business hours per month, 3 during securities trading hours, Investment related, Less than 10% annual compensation, 2. Petrone Brokerage LLC, Part Owner, entity created for Guardian business, Start: 01/01/2024, Address: 2 Research Way, Princeton, NJ 08540, 60 total hours per month, 60 during securities trading hours, More than 10% annual compensation, Investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-05
  • S66 Uniform Combined State Law Examination
    2008-03-05
Designations
Other Names
  • Michael Petrone
  • Michael Grove Petrone

View on SEC IAPD

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