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Diane Carol Holt

D.A. Davidson & Co.

Medford, OR

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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-05-24
OR RA APPROVED 2015-10-14
  • TX RA
    APPROVED_RES
    Since 2021-05-24
  • OR RA
    APPROVED
    Since 2015-10-14

Branch Locations

3210 Hillcrest Park Drive Suite 200, Medford, OR 97504 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Medford OR 06/2015 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-13
S65 Uniform Investment Adviser Law Examination 2007-09-13
S63 Uniform Securities Agent State Law Examination 2005-02-08
  • S66 Uniform Combined State Law Examination
    2015-10-13
  • S65 Uniform Investment Adviser Law Examination
    2007-09-13
  • S63 Uniform Securities Agent State Law Examination
    2005-02-08
Other Names
  • Diane Carol Levens
  • Diane Carol Betschart

View on SEC IAPD

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