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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-11-14 |
| NY | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
3 3Rd St. Suite 260, Bordentown, NJ 08505 • United States
11 Sunflower Avenue Suite 2000, Paramus, NJ 07652 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Paramus | NJ | 11/1999 | 11/2024 |
| Prudential Insurance Company Of America | Paramus | NJ | 11/1999 | Present |
| Lpl Enterprise, Llc | Paramus | NJ | 11/2024 | Present |
1) 11/22/2024- Robert Smith- Non-Variable Insurance- Group life and disability I sell with them- INV Related- At Paramus, NJ- Start date 09/30/2022- 4 HRS MTH- 4 HRS During trading 2) 11/18/2024- Robert Smith LLC- Business Entity For Tax/Investment Purposes Only- pay employees and write checks- At Paramus, NJ- Start date 01/03/2020- 1 HRS MTH- 1 HRS During trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-15 |
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