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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2024-05-07 |
| TX | RA | APPROVED | 2017-06-21 |
| MS | RA | APPROVED | 2016-06-16 |
Branch Locations
193 S Commerce St Suite 102, Tupelo, MS 38804 • United States
Houston, AL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Tupelo | MS | 01/2010 | Present |
| Mml Investors Services, Llc | Tupelo | MS | 08/2013 | Present |
NAME: CONSILIUM, LLC INV REL: Y ADD: 193 S COMMERCE ST TUPELO MS 38804 NATURE: BUSINESS CONSULTING: REVIEWING PROFIT LOSS STATEMENT, BUSINESS/MEDICAL PRACTICE SALE/PURCHASE ANALYSIS AND TRANSITION. RECEIVE REFERRAL FEES FROM BANKS FOR LOANS USED TO PRACTICE PURCHASE/EXPANSION. RECEIVE REFERRAL FEES FROM ENGINEERING FIRM PERFORMING COST SEGREGATION TAX ANALYSIS FOR COMMERCIAL REAL ESTATE. SERVE AS A BOARD MEMBER. POSITION: OWNERHSIP START DATE: 6/1/2019 NO HRS/MO: 20 NO HRS/MO DUR TRADING: 16. (2)NAME: FAIR HOLDINGS, LLC INV REL: Y ADD: RESIDENTIAL NATURE: LLC SET UP FOR TAX PURPOSES ONLY POSITION: OWNERSHIP START DATE: 01/2017 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1(3) NAME: BRAD FAIR INV REL: Y ADD: 193 S COMMERCE ST TUPELO MS 38804 NATURE: INDIVIDUAL LIFE/ HEALTH POSITION: AGENT START DATE: 1/1/2018 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 2 (4) NAME: CPP INVESTMENTS LLC INV REL: Y ADD: 193 s COMMERCE ST, STE 102 TUPELO MS 38804 NATURE: PASS THROUGH ENTITY FOR INVESTMENT BUSINESS POSITION: MANAGER/MEMBER START DATE: 12/01/2022 NO HRS/MO: 3 NO HRS/MO DUR TRADING: 0 DUTIES: NONE, THIS IS A PASS THROUGH ENTITY FOR TAX PURPOSES (5) NAME: AAFS LLC INV REL: Y ADD: 12 CADILLAC DRIVE SUITE 440 BRENTWOOD TN 37027 NATURE: ADVISORY FEES POSITION: ADVISOR START DATE: 3/30/2023 NO HRS/MO: 1 NO HRS.MO DUR TRADING: 1 DUTIES: THIS LLC SET IS SET UP TO RECEIVE ADVISORY FEES FROM OUR TEAM. IT WILL CONDUCT NO OTHER BUSINESS AND I WILL HAVE NO FURTHER OBLIGATIONS OUTSIDE OF MY NORMAL ADVISORY PRACTICE. FEES WILL BE USED TO COVER OVERHEAD EXPENSES & THEN BE DISTRIBUTED TO THE ADVISOR EARNING THE FEE (6) NAME: BAND REAL PROPERTIES, LLC INV REL: Y ADD: RESIDENTIAL NATURE: HOLDING COMPANY SET UP FOR LIABILITY PROTECTION POSITION: MANAGER START DATE: 03/25/2024 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DUTIES: MAKES LOAN PAYMENT FOR REAL ESTATE HOLDING(S). (7) NAME: PROVIDER BENEFIT SOLUTIONS, INC. INV REL: Y ADD: 189 MIDWAY DR. TUPELO, MS 38804 NATURE: PROFESSIONAL EMPLOYER ORGANIZATION POSITION: INVESTOR/ PART OWNER START DATE: 08/01/2026 NO. HR/MO: LESS THAN 2 NO. HR/MO DURING SEC TRADING: LESS THAN 1 DUTIES: PASSIVE/NONE/RECEIVE UPDATES ON PROGRESS. (8) NAME: BENEFIT SOLUTIONS QOF, LLC INV REL: Y ADD: 189 MIDWAY DR. TUPELO, MS 38804 NATURE: QUALIFIED OPPORTUNITY ZONE HOLDING COMPANY POSITION: INVESTOR/PART OWNER START DATE: 08/01/2026 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DUTIES: PASSIVE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-06-04 |
| S63 | Uniform Securities Agent State Law Examination | 2013-08-26 |
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