Robert Rosenberg

Current Employers

Employment History

• 03/2013 → 09/2019
  Summit Brokerage Services
  Sarasota, FL
• 03/2013 → 05/2021
  Summit Financial Group Inc
  Sarasota, FL
• 09/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2013-04-03 → 2021-05-20
  Summit Financial Group Inc
  Sarasota, FL
• 2011-12-12 → 2013-03-27
  Waddell & Reed
  Sarasota, FL
  Charleroi, PA
• 2010-08-02 → 2011-12-09
  Anderson & Strudwick, Incorporated
  Longwood, FL
  Sarasota, FL
  Richmond, VA
  Richmond, VA
• 2009-02-06 → 2011-12-06
  Rosenberg Asset Management
  Sarasota, FL
• 2008-12-23 → 2010-07-07
  Jesup & Lamont Securities Corp
  Sarasota, FL
  Boca Raton, FL
• 2006-12-12 → 2008-12-31
  Rosenberg Asset Management
  Sarasota, FL
• 2007-01-05 → 2008-12-31
  Jesup & Lamont Advisors
  Sarasota, FL

Other Businesses

(1) ROSENBERG ASSET MANAGEMENT LLC (DBA), SINCE 04/12/2004; SAME AS BRANCH ADDRESS, SARASOTA, FL, OWNER; FULL SERVICE FINANCIAL; 160 HOURS SPENT ON ACTIVITY PER MONTH, 160 HOURS DURING TRADING (2) TAYLORDOO44 PLLC, SINCE 02/08/2011; 5633 COLONY LAKE LANE, SARASOTA, FL, 34233; MANAGING MEMBER; PLLC IS SETUP FOR PAYROLL PURPOSES REGARDIN SELF EMPLOYMENT TAX; 1 HOUR SPENT ON ACTIVITY PER MONTH (3) CARDINAL MOONEY HIGH SCHOOL; SINCE 01/2014; 4171 FRUITVILLE RD, SARASOTA, FL, 34232; BOARD OF DIRECTORS; ALL ASPECTS OF SCHOOL OPERATIONS; 1 HOUR SPENT ON ACTIVITY PER MONTH, 0 DURING TRADING HOURS (4) ERIC BUCHANAN FUNDRAISER; SINCE 03/01/2014; 5350 POPLAR AVE STE 403, MEMPHIS, TN, 38119; IN CHARGE OF PUTTING ON GOLF TOURNEY; WILL HELP ORGANIZE A GOLF TOURNAMENT WITH THE GOAL OF RAISING FUNDS AND AWARENESS FOR ERIC BUCHANAN. ANY DONATIONS WILL GO TO NFT FOR HIS BENEFIT. MY JOB WILL BE TO ORGANIZE THE TOURNAMENT. GET ITEMS DONATED FOR SILENT AUCTION AND GET FOURSOMES TO PLAY. ONLY CAPITAL RAISED WILL BE PEOPLE PAYING TO PLAY IN TOURNAMENT; 2 HOURS SPENT ON ACTIVITY PER MONTH (5) CARDINAL MOONEY; 4917 FRUITVILLE RD, SARASOTA, FL, 34232; MEMBER; HIGH SCHOOL ALUMNI ASSOCIATION. WORK ON ALUMNI SOCIALS/EVENTS; 5 HOURS SPENT ON ACTIVITY PER MONTH, 0 DURING TRADING HOURS (6) JAMES BUCHANAN STATE HOUSE; NOT INVESTMENT RELATED; 276 ISLAND CIRCLE, SARASOTA, FL 34242; FRIEND RUNNING FOR POLITICAL OFFICE; HOST COMMITTEE; START 1/17/2018; APX 2 HOURS/MONTH, NONE DURING TRADING; WIFE AND I BEING ON HOST COMMITTEE FOR A PARTY TO RAISE FUNDS FOR JAMES BUCHANAN. (7) NAME OF OTHER BUSINESS: FLOCK FREE BIRD CONTROL ; INV REL: NO ADDRESS: 644 CROSS ST, LAKEWOOD NJ 08071 ; NATURE OF BUSINESS: PEST CONTROL ; START DATE: 10/2018 ; POSITION/TITLE/RELATIONSHIP: CONSULTANT ; APX # OF HOURS PER WEEK: LESS THAN 1 ; APX # OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: HELP WITH BUSINESS PRACTICES, POLICIES AND PROCEDURES ; (8) NAME OF OTHER BUSINESS: ST. JOHNS UNIVERSITY FOOTBALL ALUMNI ; INV REL: NO ; ADDRESS: 101 JAMES DOOLITTLE BLVD, UNIONDALE, NY 11553 ; NATURE OF BUSINESS: ALUMNI ASSOCIATION ; START DATE: 06/2020 ; POSITION/TITLE/RELATIONSHIP: MEMBER ; APX # OF HOURS PER WEEK: LESS THAN 1 ; APX # OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: HELPING TO PLAN EVENTS AND GOLF TOURNAMENTS ; (9) NAME OF OTHER BUSINESS: CARDINAL MOONEY CATHOLIC HIGH SCHOOL; INV REL: NO; ADDRESS: 4171 FRUITVILLE RD SARASOTA FL 34232; NATURE OF BUSINESS: VOLUNTEER; START DATE: 11/2020; POSITION/TITLE/RELATIONSHIP: VOLUNTEER; APX # OF HOURS PER WEEK: 1; APX # OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ORGANIZING GOLF TOURNAMENT AND OTHER EVENTS TO BENEFIT THE SCHOOL; (10) NAME OF OTHER BUSINESS: ST.MARTHA CATHOLIC SCHOOL INV REL: NO; ADDRESS: 4380 FRUITVILLE RD, SARASOTA, FL 34232; NATURE OF BUSINESS: CATHOLIC CHURCH; START DATE: 01/2022; POSITION/TITLE/RELATIONSHIP: FINANCE CHAIR; APX # OF HOURS PER WEEK: 0.5; APX # OF HOURS DURING TRADING HOURS: 0.5; BRIEF DESCRIPTION OF DUTIES: SCHOOL BOARD MEMBER AND FINANCE CHAIR - SUPPORT SCHOOL'S FINANCE MANAGER. OCCASIONALLY WORK WITH DIOCESE REVIEWING BALANCE SHEET, INCOME STATEMENT, ETC.; (11) NAME OF OTHER BUSINESS: KNIGHTS INC ; INV REL: NO; ADDRESS: 6605 SUPERIOR AVE SARASOTA, FL 34241; NATURE OF BUSINESS: BOOSTER CLUB; START DATE: 03/2023; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX # OF HOURS PER WEEK: LESS THAN 1; APX # OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: PLANNING EVENTS SUCH AS GOLF TOURNAMENT, GALAS AND DADDY DAUGHTER DANCES; (12)NAME OF OTHER BUSINESS: SARASOTA SUN DEVILS; INV REL: NO; ADDRESS: 6700 CLARK RD SARASOTA, FL 34241; NATURE: NON PROFIT; START DATE: 04/2024; POSITION/TITLE/RELATIONSHIP: GENERAL BOARD MEMBER; APX # OF HRS PER WK: 0.5; APX # OF HRS DUR TRADING HRS: 0; DUTIES: ASSIST WITH FOOTBALL RELATED ACTIVITIES AND ASSIST WITH FUNDRAISING;

Exams

• S66 Uniform Combined State Law Examination
  2005-07-01

Other Names

• Robert D. Rosenberg
• Bobby Rosenberg
• Robert Rosenberg
• Robert Douglas Rosenberg