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David Scott Raney

Empirical Wealth Management

Seattle, WA

Fort Worth, TX

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Current Employers
Empirical Wealth Management

1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-02-09
OR RA APPROVED 2023-02-09
TX RA APPROVED 2023-02-09
WA RA APPROVED 2023-02-09
  • CA RA
    APPROVED
    Since 2023-02-09
  • OR RA
    APPROVED
    Since 2023-02-09
  • TX RA
    APPROVED
    Since 2023-02-09
  • WA RA
    APPROVED
    Since 2023-02-09

Branch Locations

1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States

420 Throckmorton St Suite 200, Fort Worth, TX 76102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Austin TX 11/2004 01/2023
Empirical Wealth Management Fort Worth TX 01/2023 Present
Previous Registrations
  • 2005-07-28 → 2023-02-01
    Charles Schwab & Co., Inc.
    Lynnwood, WA
    Redmond, WA
    Austin, TX
    Phoenix, AZ
    Redmond, WA
    Richfield, OH
    Austin, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-26
  • S66 Uniform Combined State Law Examination
    2005-07-26
Designations

View on SEC IAPD

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MATTHEW ALLAN TIGERT
JENNA M BRAZILE

Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

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