Diana Sawiris

Current Employers

Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2012-12-06
CA	RA	APPROVED	2007-05-29

TX RA
APPROVED_RES

Since 2012-12-06
CA RA
APPROVED

Since 2007-05-29

Branch Locations

Cwm Retail, Sales 16601 Ventura Boulevard, Encino, CA 91436 • United States

Citi Wealth Management, Sales 2170 Newbury Road, Newbury Park, CA 91320 • United States

Encino, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Citigroup Global Markets Inc.	Sherman Oaks	CA	05/2007	Present

05/2007 → Present

Citigroup Global Markets Inc.

Sherman Oaks, CA

Previous Registrations

2004-11-19 → 2007-05-29

Citicorp Investment Services

Glendale, CA

Glendale, CA

Other Businesses

1337 Berkeley St #1 Santa Monica Ca 90404; Investment-Related; Rental Property; Title: Owner; Started: 11/01/2023; Hours devoted to other business outside of securities trading hours per month: 1-5; Hours devoted to other business during securities trading hours per month: 0; Duties:Manage property/////

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-11-18

S66 Uniform Combined State Law Examination

2004-11-18

View on SEC IAPD

Current Employers

Citigroup Global Markets Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews