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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-10-18 |
| MI | RA | APPROVED | 2024-10-17 |
| WI | RA | APPROVED | 2024-10-17 |
Branch Locations
220 E Ludington St 1St Floor, Iron Mountain, MI 49801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Iron Mountain | MI | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Iron Mountain | MI | 11/2016 | 10/2024 |
| Wells Fargo Advisors Financial Network, Llc | Iron Mountain | MI | 10/2024 | Present |
NEGAUNEE PUBLIC SCHOOLS BOARD OF EDUCATION; NOT INV. RELATED; NEGAUNEE, MI; BOARD MEMBER; START DATE 1/2019 (NEW TERM 1/2/2025; 6 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: ATTEND MEETINGS AND DISCUSSING SCHOOL BUSINESS.| DICKINSON COMMUNITY FOUNDATION, INV RELATED, IRON MOUNTAIN, MI, INVESTMENT COMMITTEE CHAIR, START 4/22/2024, 1 HOUR PER MONTH, 0 HOURS DURING TRADING, DISCUSSING INVESTMENT POLICY STATEMENT AND RECOMMENDING SCHOLARSHIP DISTRIBUTION AMOUNTS.| SAUNDERSS WEALTH STRATEGIES GROUP LLC, INV RELATED, IRON MOUNTAIN, MI, 100% OWNERSHIP, START 5/28/2024, 8 HOURS PER MONTH, ZERO HOURS DURING TRADING, FINET PRACTICE.| LAKE MICHIGAMME PROPERTY OWNERS BOARD; INV RELATED; MICHIGAMME, MI; BOARD MEMBER; START 10/5/2024; 1 HOUR PER MONTH; 0 DURING TRADING; ATTENDING MEETINGS; DISCUSSING MAINTENANCE OF BUOYS, FISH POPULATION, PLANTING STRATEGIES, AND EQUIPMENT NEEDED TO MAINTAIN BUOYS AND DOCKS; VOTING ON EQUIPMENT PURCHASES TO MAINTAIN THE LAKE; AND PROVIDING FEEDBACK AND INSIGHT ON LAKE OWNERS THOUGHTS AND ISSUES.| NEGAUNEE PUBLIC SCHOOLS BOARD OF EDUCATION; NOT INV. RELATED; NEGAUNEE, MI; PROMOTE ATHLETICS; ATHLETIC COMMITTEE MEMBER; START DATE 1/08/2015 6 HRS PER MONTH; 0 HRS DURING TRADING; NEGAUNEE PUBLIC SCHOOLS BOARD OF EDUCATION; NOT INV. RELATED; NEGAUNEE, MI; BOARD OF EDUCATION; PRESIDENT; START DATE 1/19/2026; 2 HR PER MONTH; 0 HRS DURING TRADING;| GTLM HOLDINGS LLC; INV RELATED; IRON MOUNTAIN, MI; PENDING PURCHASE OF A MULTIPLEX RENTAL PROPERTY THAT WE WILL PLAN TO MOVE SAUNDERS WSG INTO, CURRENTLY 5 TENANTS ;100% OWNERSHIP% OWNERSHIP; START DATE: 02/27/2026; 4 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-04-05 |
| S63 | Uniform Securities Agent State Law Examination | 2004-09-23 |
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