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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-24
WA RA APPROVED 2011-11-23
  • TX RA
    APPROVED_RES
    Since 2019-01-24
  • WA RA
    APPROVED
    Since 2011-11-23

Branch Locations

15130 Main Street Suite 200, Mill Creek, WA 98012 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Mill Creek WA 11/2011 Present
Raymond James Financial Services Advisors Inc. Mill Creek WA 11/2011 Present
Previous Registrations
Other Businesses

(1)Name of Business: Reed Financial Services Inc. Address: 15130 Main St Ste 200, Mill Creek, WA, 98012, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 11/08/2012 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 41+ Description of duties: Support Company Owner

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-22
S63 Uniform Securities Agent State Law Examination 2004-09-23
  • S66 Uniform Combined State Law Examination
    2007-03-22
  • S63 Uniform Securities Agent State Law Examination
    2004-09-23

View on SEC IAPD

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