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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-10-24
ME RA APPROVED 2012-01-03
  • TX RA
    APPROVED_RES
    Since 2012-10-24
  • ME RA
    APPROVED
    Since 2012-01-03

Branch Locations

1 Monument Sq, Portland, ME 04101 • United States

Manchester, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Portland ME 01/2012 Present
Bank Of America, N.A. Portland ME 05/2016 Present
Previous Registrations
Other Businesses

(2) 09/2007 TOWN OF FALMOUTH - COACH; 15 HRS PER MTH, 15 HRS PER MTH DURING BSNS HRS (3) 05/2008 PROPEL - BD MEMBER; 1.25 HRS PER MTH, 0 BSNS HRS (4) 06/2008 PCA GREAT PERFORMANCES - BD MEMBER; 1.25 HRS PER MTH, 1.25 HRS PER MTH DURING BSNS HRS I*48467 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SOUTH PORTLAND/CAPE ELIZABETH CHAMBER OF COMMERCE INVESTMENT RELATED: N ADDRESS OF BUSINESS: PORTLAND, MAINE 4112 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 1/3/2012 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 12 DUTIES: MEMBER OF CHAMBER BOARD. PLAN NETWORKING EVENTS. I*48465 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: PORTLAND OVATIONS INVESTMENT RELATED: N ADDRESS OF BUSINESS: PORTLAND, MAINE 4112 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 1/2/2012 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 18 DUTIES: I SIT ON THE BOARD OF DIRECTORS. THIS IS A NON-PROFT THAT BRINGS PERFORMING ARTS SHOWS TO PORTLAND. I*58318 For profit or not for profit: Non-Profit Organization Name of outside business organization: Opera Maine Investment related: N Address of business: Portland, Maine 4112 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 11/1/2012 Number of hours devoted: 12 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Advisory board-programing/fundraising/community outreach of performing arts education I*1119258 For profit or not for profit: Entity For Profit Name of outside business organization: JACK IND LLC Investment related: N Address of business: Manchester, Maine Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 12/31/2022 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: Hold Real Estate and construction equipment I*1119257 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Portland, Maine Nature of business: Position, title, association: Sole owner, Start date of relationship: 1/1/2023 Number of hours devoted: 1 hour(s) Yearly Number of hours devoted during trading hours: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-22
  • S66 Uniform Combined State Law Examination
    2004-10-22
Other Names
  • April Ylvisaker
  • April Elizabeth Ylvisaker

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