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Current Employers
Rose Capital Advisors, Llc

119 Washington Avenue Suite 400, Miami Beach, FL 33139 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-01
  • FL RA
    APPROVED
    Since 2025-01-01

Branch Locations

119 Washington Avenue Suite 400, Miami Beach, FL 33139 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Saxony Securities St. Louis MO 09/2014 Present
Rose Capital Advisors, Llc Miami Beach FL 11/2015 Present
Previous Registrations
  • 2008-06-25 → 2014-09-15
    Dominick & Dickerman Llc
    Miami, FL
Other Businesses

1)ROSE CAPITAL ADVISORS (OBA); INVESTMENT RELATED, 119 WASHINGTON AVENUE SUITE 400, MIAMI BEACH, FL 331139, INVESTMENT ADVISORY BUSINESS; BEGAN 8/29/2014; 160 HRS/MO, DURING MARKET HOURS; DIRECTOR OF OPERATIONS FOR RIA 2)Rose Capital Growth Partners, non-investment related, 119 Washington Ave, Suite 400, Miami Beach, FL 33153, Holding Company, Partner, 12/31/2025, Holding Company for ownership investment into Rose Capital Advisors, LLC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-03
  • S66 Uniform Combined State Law Examination
    2007-11-03

View on SEC IAPD

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