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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-08-02 |
Branch Locations
3700 N Capital Of Texas Hwy, Austin, TX 78746 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Houston | TX | 07/2015 | 04/2018 |
| E*Trade Capital Management, Llc | Houston | TX | 07/2015 | 04/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Austin | TX | 06/2018 | Present |
| Unemployed | Austin | TX | 04/2018 | 06/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-09-23 |
| S63 | Uniform Securities Agent State Law Examination | 2004-09-03 |
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