William John Focia

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-06-10
AL	RA	APPROVED	2024-05-29

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Wells Fargo Advisors, Llc	Birmingham	AL	12/2013	11/2016
Wells Fargo Clearing Services, Llc	Birmingham	AL	11/2016	01/2017
Lpl Financial, Llc	Birmingham	AL	02/2017	05/2024
Merit Financial Group Llc (Merit Financial Advisors)	Birmingham	AL	01/2017	05/2024
Raymond James & Associates, Inc.	Birmingham	AL	05/2024	Present

12/2013 → 11/2016

Wells Fargo Advisors, Llc

Birmingham, AL
11/2016 → 01/2017

Wells Fargo Clearing Services, Llc

Birmingham, AL
02/2017 → 05/2024

Lpl Financial, Llc

Birmingham, AL
01/2017 → 05/2024

Merit Financial Group Llc (Merit Financial Advisors)

Birmingham, AL
05/2024 → Present

Raymond James & Associates, Inc.

Birmingham, AL

2017-02-07 → 2024-06-19

Merit Financial Advisors

Birmingham, AL

Alpharetta, GA
2014-01-03 → 2017-02-01

Wells Fargo Clearing Services, Llc

Tuscaloosa, AL

Tuscaloosa, AL

Northport, AL

Tuscaloosa, AL

Tuscaloosa, AL

Tuscaloosa, AL

Tuscaloosa, AL

Birmingham, AL
2012-10-18 → 2014-01-02

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Alpharetta, GA
2009-07-02 → 2011-05-10

Osaic Fa, Inc.

Virginia Beach, VA
2009-03-04 → 2009-06-30

Harrisdirect Llc

Arlington, VA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-03-03
S63	Uniform Securities Agent State Law Examination	2004-09-03

Other Firms