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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-05-20 |
| CA | RA | APPROVED | 2018-05-17 |
Branch Locations
4605 Lankershim Blvd Ste 250, North Hollywood, CA 91602 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities | Los Angeles | CA | 04/2005 | 03/2017 |
| Mml Investors Services, Llc | Pasadena | CA | 03/2017 | 04/2018 |
| Lpl Financial, Llc | Glendale | CA | 05/2018 | Present |
1.11/15/2018; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Assetio Wealth Management; Investment Related; at Reported Business Location(s); Start Date 10/29/2018; 40hrs/mth; 7hrs during trading 2.08/05/2019; Fidelity & Guarantee Life Insurance Company; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 08/10/2019; 0hrs/mth; 0hrs during trading 3.08/22/2019; None; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 08/15/2019; 0hrs/mth; 0hrs during trading 4.06/27/2023; Investment products and services are offered through LPL Financial LLC using the DBA/trade name LMC Financial Services; Investment Related; at Reported Business Location(s); Start Date 03/29/2021; 10hrs/mth; 10hrs during trading 5.08/12/2026; Assetio Wealth Management; Non-profit volunteer (not on board); Not Investment Related; North Hollywood,CA; Start Date 08/10/2026; 2hrs/mth; 0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-11-01 |
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