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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2023-09-29
TX RA APPROVED_RES 2006-11-21
WA RA APPROVED 2004-10-15
  • NV RA
    APPROVED
    Since 2023-09-29
  • TX RA
    APPROVED_RES
    Since 2006-11-21
  • WA RA
    APPROVED
    Since 2004-10-15

Branch Locations

925 Fourth Avenue 31St & 32Nd Floor, Seattle, WA 98104 • United States

Kingston, WA • United States

Henderson, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Seattle WA 07/2004 Present
Other Businesses

H & K Properties, KingstonWAUnited States, Partnership, Real Estate, this is a real estate property partnership held by myself and my sisters for a real estate property that was gifted to my sisters and I from my parents in 2006. We continue to own this entity, Partner, review leases and approve maintenance on the property, start date-9/1/2006, investment related-Yes.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-14
  • S66 Uniform Combined State Law Examination
    2004-10-14
Other Names
  • Brad Weiner

View on SEC IAPD

Other Firms

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Other Offices

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