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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2019-06-19
  • WA RA
    APPROVED
    Since 2019-06-19

Branch Locations

900 Se 16Th St Suite 110, Renton, WA 98057 • United States

Lynnwood, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Services Seattle WA 06/2004 06/2019
Foresters Advisory Services Seattle WA 02/2014 06/2019
Cetera Investment Services Llc St Cloud MN 06/2019 Present
Cetera Investment Advisers Llc Renton WA 06/2019 Present
  • 06/2004 → 06/2019
    Foresters Financial Services
    Seattle, WA
  • 02/2014 → 06/2019
    Foresters Advisory Services
    Seattle, WA
  • 06/2019 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 06/2019 → Present
    Renton, WA
Previous Registrations
  • 2014-03-04 → 2019-06-20
    Foresters Advisory Services, Llc
    Kent, WA
Other Businesses

1.) SECURITY BENEFIT, NEA RETIREMENT SPECIALIST, PROVIDING EDUCATIONAL SEMINARS 2.) TRIDENT WEALTH PLANNING PLLC, 65% OWNER, LESS THAN 1/HR/WK; 3.) VICE PRESIDENT HLLTOP ELEMENTARY PTSA; ATTEND BOARD MEETINGS, SIGN CHECKS (DUAL SIGNATURES REQUIRED), VOTE ON BUDGET, GRANT REQUESTS, AND EVENTS; 2-3 HRS/MOS; SECRETARY FOR ASHBROOKE HOMEOWNERS ASSOCIATION; TAKE MEETING MINUTES; 1 HR/MOS. 4.) : BRIER TERRACE MIDDLE SCHOOL PTSA TREASURER, ATTEND BOARD AND GENERAL MEETINGS TO REPORT ON THE BUDGET, BALANCE CHECKBOOK, UPDATE ACCOUNT SOFTWARE, FILE NON-PROFIT TAXES, REIMBURSE STAFF FOR EXPESNSES OR GRANTS, SIGN CHECKS (DUAL CAPACITY), DOES NOT HAVE ACCESS TO BANK ACCOUNTS, 2/HRS/WK

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-02-12
S63 Uniform Securities Agent State Law Examination 2004-08-02
  • S65 Uniform Investment Adviser Law Examination
    2014-02-12
  • S63 Uniform Securities Agent State Law Examination
    2004-08-02
Other Names
  • Emily Stark
  • Emily Louisa Stark
  • Emmy Bahr

View on SEC IAPD

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