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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2019-06-19 |
Branch Locations
900 Se 16Th St Suite 110, Renton, WA 98057 • United States
Lynnwood, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Financial Services | Seattle | WA | 06/2004 | 06/2019 |
| Foresters Advisory Services | Seattle | WA | 02/2014 | 06/2019 |
| Cetera Investment Services Llc | St Cloud | MN | 06/2019 | Present |
| Cetera Investment Advisers Llc | Renton | WA | 06/2019 | Present |
1.) SECURITY BENEFIT, NEA RETIREMENT SPECIALIST, PROVIDING EDUCATIONAL SEMINARS 2.) TRIDENT WEALTH PLANNING PLLC, 65% OWNER, LESS THAN 1/HR/WK; 3.) VICE PRESIDENT HLLTOP ELEMENTARY PTSA; ATTEND BOARD MEETINGS, SIGN CHECKS (DUAL SIGNATURES REQUIRED), VOTE ON BUDGET, GRANT REQUESTS, AND EVENTS; 2-3 HRS/MOS; SECRETARY FOR ASHBROOKE HOMEOWNERS ASSOCIATION; TAKE MEETING MINUTES; 1 HR/MOS. 4.) : BRIER TERRACE MIDDLE SCHOOL PTSA TREASURER, ATTEND BOARD AND GENERAL MEETINGS TO REPORT ON THE BUDGET, BALANCE CHECKBOOK, UPDATE ACCOUNT SOFTWARE, FILE NON-PROFIT TAXES, REIMBURSE STAFF FOR EXPESNSES OR GRANTS, SIGN CHECKS (DUAL CAPACITY), DOES NOT HAVE ACCESS TO BANK ACCOUNTS, 2/HRS/WK
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-02-12 |
| S63 | Uniform Securities Agent State Law Examination | 2004-08-02 |
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