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Brett Dunstan Walker

Swbc Investment Company

San Antonio, TX

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Current Employers
Swbc Investment Company

9311 San Pedro Avenue Suite 600, San Antonio, TX 78216-4459 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2010-06-08
  • TX RA
    APPROVED
    Since 2010-06-08

Branch Locations

9311 San Pedro Avenue Suite 600, San Antonio, TX 78216-4459 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Swbc Investments Services San Antonio TX 02/2008 Present
  • 02/2008 → Present
    Swbc Investments Services
    San Antonio, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-25
S63 Uniform Securities Agent State Law Examination 2004-09-23
  • S66 Uniform Combined State Law Examination
    2007-01-25
  • S63 Uniform Securities Agent State Law Examination
    2004-09-23

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
1900 WEALTH · SAN ANTONIO, TX
ROCKEFELLER FINANCIAL LLC · San Antonio, TX
PARK AVENUE SECURITIES LLC · SAN ANTONIO, TX
RBC CAPITAL MARKETS, LLC · SAN ANTONIO, TX
KESTRA ADVISORY SERVICES, LLC · San Antonio, TX
TITLEIST ASSET MANAGEMENT, LLC · San Antonio, TX

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