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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-01-24
TX RA APPROVED_RES 2025-01-24
  • TN RA
    APPROVED
    Since 2025-01-24
  • TX RA
    APPROVED_RES
    Since 2025-01-24

Branch Locations

Brentwood, TN • United States

2100 West End Avenue Suite 800 & 850, Nashville, TN 37203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Nashville TN 05/2004 01/2025
Osaic Wealth, Inc. Nashville TN 01/2025 Present
  • 05/2004 → 01/2025
    Lincoln Financial Advisors
    Nashville, TN
  • 01/2025 → Present
    Nashville, TN
Previous Registrations
  • 2006-10-06 → 2025-01-24
    Osaic Fa, Inc.
    Nashville, TN
Other Businesses

1. DEMPSEY MOODY 2100 WEST END AVE , STE 800 NASHVILLE TN CATEGORY: INSURANCE INVESTMENT RELATED: YES TITLE: AGENT DUTIES: OFFERS FIXED ANNUITIES, INDEXED ANNUITIES, LONG-TERM CARE INSURANCE START DATE: 03/2021 HOURS PER MONTH: 1 HOURS PER MONTH DURING TRADING HOURS: 1 2. FIXED ANNUITIES POSITION: Financial Professional NATURE: Service and sell fixed annuities through carriers not associated with Osaic. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2021 ADDRESS: 2100 West End Ave, Ste 800, Nashville TN 37203, United States DESCRIPTION: Service and sell insurance products not offered through Osaic.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-29
  • S66 Uniform Combined State Law Examination
    2006-09-29

View on SEC IAPD

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