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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2013-09-20
OH RA APPROVED 2013-08-07
  • KY RA
    APPROVED
    Since 2013-09-20
  • OH RA
    APPROVED
    Since 2013-08-07

Branch Locations

13904 Shelbyville Rd., Louisville, KY 40245 • United States

3821 Ruckriegel Parkway, Louisville, KY 40299 • United States

1841 Blankenbaker, Louisville, KY 40299 • United States

300 Taylorsville Road, Shelbyville, KY 40065 • United States

12450 Lagrange Rd., Louisville, KY 40245 • United States

Louisville, KY • United States

8100 Burlington Pike, Florence, KY 41042 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Louisville KY 07/2013 Present
  • 07/2013 → Present
    Fifth Third Securities
    Louisville, KY
Previous Registrations
  • 2009-11-13 → 2013-06-14
    Dayton, OH
    Beavercreek, OH
    Dayton, OH
    Dayton, OH
    Miamisburg, OH
    Dayton, OH
    Dayton, OH
    Kettering, OH
    Dayton, OH
    Beavercreek, OH
    Beavercreek, OH
    Dayton, OH
    Miamisburg, OH
    Middletown, OH
  • 2008-03-13 → 2009-11-13
    Natcity Investments, Inc.
    Dayton, OH
    Kettering, OH
    Dayton, OH
  • 2008-01-17 → 2008-02-28
    Beavercreek, OH
    Xenia, OH
    Lebanon, OH
    Springboro, OH
    Dayton, OH
    Cedarville, OH
    Yellow Springs, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-01-14
S63 Uniform Securities Agent State Law Examination 2004-10-21
  • S65 Uniform Investment Adviser Law Examination
    2008-01-14
  • S63 Uniform Securities Agent State Law Examination
    2004-10-21
Other Names
  • Matt Todd Thompson

View on SEC IAPD

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