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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-12-02 |
| TX | RA | APPROVED_RES | 2016-08-08 |
| WA | RA | APPROVED | 2000-08-21 |
Branch Locations
925 Fourth Avenue 31St & 32Nd Floor, Seattle, WA 98104 • United States
925 4Th Avenue 20Th And 21St Floors, Seattle, WA 98104 • United States
Seattle, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Seattle | WA | 07/1998 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-11-10 |
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