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Kyle Edwin Roser

Charles Schwab & Co., Inc.

Greenville, SC

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-04
SC RA APPROVED 2013-05-20
  • TX RA
    APPROVED_RES
    Since 2019-01-04
  • SC RA
    APPROVED
    Since 2013-05-20

Branch Locations

12 East Washington St, Greenville, SC 29601-2731 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Greenville SC 04/2013 Present
Charles Schwab Bank Greenville SC 04/2013 Present
Previous Registrations
  • 2009-01-08 → 2011-07-27
    Harrisdirect Llc
    Arlington, VA
  • 2006-01-10 → 2007-02-14
    Uvest Financial Services Group, Inc.
    Anderson, SC
  • 2007-01-09 → 2007-01-19
    Ic Advisory Services, Inc.
    Bedminster, NJ
  • 2005-09-20 → 2006-01-06
    Truist Investment Services, Inc.
    Greenville, SC
    Greenville, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-19
  • S66 Uniform Combined State Law Examination
    2005-09-19

View on SEC IAPD

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RAYMOND JAMES & ASSOCIATES, INC. · GREENVILLE, SC
FORTIS CAPITAL ADVISORS, LLC · Greenville, SC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · GREENVILLE, SC
THE HUNTINGTON INVESTMENT COMPANY · Greenville, SC
THE HUNTINGTON INVESTMENT COMPANY · Greenville, SC
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