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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2025-11-05 |
| TX | RA | APPROVED | 2025-11-04 |
Branch Locations
6101 Moon Street Northeast Suite 3000, Albuquerque, NM 87111 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
6101 Moon Street Northeast Suite 3000, Albuquerque, NM 87111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mark Napolin | Albuquerque | NM | 01/2009 | Present |
| Signator Investors, Inc. | Albuquerque | NM | 05/2016 | 11/2018 |
| Osaic Wealth, Inc. | Albuquerque | NM | 11/2018 | 11/2025 |
| Lpl Financial Llc | Albuquerque | NM | 11/2025 | Present |
1. 10/2025 - MARK J. NAPOLIN & ASSOCIATES - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 140 Hour(s) During Trading - At Reported Business Location (s) - OBA Start Date: 10/28/2025 2. 10/2025 - MARK J. NAPOLIN & ASSOCIATES - Non-Variable Insurance - Inv Related - 160 Hour(s)/Month - 140 Hour(s) During Trading - Albuquerque NM 87111 - OBA Start Date: 01/01/2009
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-01-11 |
| S63 | Uniform Securities Agent State Law Examination | 2003-07-31 |
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