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190 Buckley Drive, Rockford, IL 61107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-18 |
| IL | RA | APPROVED | 2025-09-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Chicago | IL | 07/2007 | 12/2022 |
| Self-Employed | Chicago | IL | 03/2010 | Present |
| Charles Schwab And Co., Inc. | San Diego | CA | 12/2022 | 01/2024 |
| Empower Financial Services, Inc | Greenwood Village | CO | 04/2024 | Present |
| Empower Advisory Group, Llc | Greenwood Village | CO | 04/2024 | Present |
Pupterra LLC|Investment Related:No|Outdoor Adventure resources including gear reviews and trip guides including land/camp rental opportunities.|Single Member LLC Manager|2020-07-27|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0.000000|Validating camp bookings & occasionally visiting property for maintenance on the weekends. Help maintaining the website.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-01-28 |
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