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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-09-30 |
| TX | RA | APPROVED_RES | 2019-07-31 |
| GA | RA | APPROVED | 2018-11-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii/John Hancock Financial Network | Atlanta | GA | 12/2003 | 11/2018 |
| Osaic Wealth, Inc. | Alpharetta | GA | 11/2018 | Present |
1. Rental property owner, Walters Properties 10235 Groomsbridge Rd Alpharetta, GA 30022, start 11/2016, approx 1 hr mo, 0 trading hrs..... 2. INNOVATIVE FINANCIAL GROUP LLC POSITION: Investment Advisor Rep NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2011 ADDRESS: 3520 Old MIlton Parkway, Alpharetta GA 30005, United States DESCRIPTION: sales 3. BASKETBALL REFEREE POSITION: official NATURE: High School Basketball Games that I am official. Work 2-3 nights per week INVESTMENT RELATED: No NUMBER OF HOURS: 24 SECURITIES TRADING HOURS: 0 START DATE: 09/08/1999 ADDRESS: 532 Coffee Cove Dr., 20474, Jasper GA 30143, United States DESCRIPTION: maintain game according to the rules 4. JOHNS CREEK CHAMBER POSITION: Board of Directors NATURE: Local Chamber of Commerce INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2022 ADDRESS: 11695 Johns Creek Parkway, Johns Creek GA 30097, United States DESCRIPTION: Just appointed to the board of directors. I have been a member for 3 years. The board meets 4 times per year. I attend each of the quarterly meetings. This is non paying position. 5. TRUSTEGRITY POSITION: Chair person NATURE: Networking - developing relationships - INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 02/14/2025 ADDRESS: 500 Veterans Memorial Dr, Jasper GA 30143, United States DESCRIPTION: As chair person, I facilitate the monthly meetings. Make sure we stay on time, arrange for member spotlight presentations and round table discussions
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-02-14 |
| S63 | Uniform Securities Agent State Law Examination | 2004-08-30 |
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