Nichole Marie Horton

Current Employers

Employment History

• 08/2015 → Present
  United Capital Financial Advisors, Llc
  Irving, TX
• 09/2015 → 11/2017
  Girard Securities
  Newport Beach, CA
• 11/2017 → 09/2020
  Cetera Advisor Networks Llc
  El Segundo, CA
• 02/2024 → Present
  Lion Street Financial
  Irving, TX
• 11/2025 → Present
  Integrity Alliance, Llc.
  Newport Beach, CA

Other Businesses

1. UNITED CAPITAL RISK MANAGEMENT, LLC POSITION: Insurance Agent NATURE: Insurance agency used for processing fixed insurance and annuity business. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 08/25/2015 ADDRESS: 620 Newport Center Drive, Suite 550, Newport Beach CA 92660, United States DESCRIPTION: I run/oversee the compliance program for the insurance business. 2. UNITED CAPITAL FINANCIAL ADVISORS, LLC POSITION: Employee NATURE: Investment management and financial planning. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/25/2015 ADDRESS: 620 Newport Center Drive, Suite 550, Newport Beach CA 92660, United States DESCRIPTION: I run the compliance program for United Capital as well as submit all regulatory filings.

Exams

• S66 Uniform Combined State Law Examination
  2006-12-26
• S63 Uniform Securities Agent State Law Examination
  2005-02-26

Designations

Other Names

• Nichole Marie Alexander
• Nichole Marie Alexander