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501 Commerce Street, Nashville, TN 37203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-03-04 |
| TX | RA | APPROVED_RES | 2017-08-18 |
| WA | RA | APPROVED | 2016-10-21 |
Branch Locations
601 Union Street Suite 4650, Seattle, WA 98101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Seattle | WA | 11/2012 | 10/2016 |
| Mml Investor Services | Seattle | WA | 11/2012 | 10/2016 |
| Sanford C. Bernstein & Co., Llc | Seattle | WA | 09/2016 | Present |
Count: 3 1) BusinessName: Short-Term Real Estate Rental INVESTMENT RELATED: No ADDRESS: 2713 N 73rd Pl, Scottsdale AZ 85257 NATURE OF BUSINESS: Short term vacation rental POSITION: owner RELATIONSHIP: 2022-06-10 APPROXIMATE NUMBER HOURS: 5 hours/month, 1 hours during trading hours YOUR DUTIES: 3) BusinessName: Short-Term Real Estate Rental INVESTMENT RELATED: No ADDRESS: 2713 N 73rd Pl, Scottsdale AZ 85257 NATURE OF BUSINESS: Short term vacation rental POSITION: owner RELATIONSHIP: 2022-06-10 APPROXIMATE NUMBER HOURS: 5 hours/month, 1 hours during trading hours YOUR DUTIES: Short term vacation rental
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-07-25 |
| S63 | Uniform Securities Agent State Law Examination | 2004-12-01 |
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