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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-08-23
  • PA RA
    APPROVED
    Since 2019-08-23

Branch Locations

119 West Main Street, Hummelstown, PA 17036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Reading PA 02/2014 11/2016
Wells Fargo Clearing Services, Llc Reading PA 11/2016 08/2019
Raymond James Financial Services, Inc. Hummelstown PA 08/2019 Present
Raymond James Financial Services Advisors, Inc. Hummelstown PA 08/2019 Present
Fulton Bank Hummelstown PA 08/2019 Present
Previous Registrations
Other Businesses

(1) Name of Business: Fulton Financial Advisors Address: 119 W Main St, Hummelstown, PA, 17036, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 09/26/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Investment Sales and Service

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-02
  • S66 Uniform Combined State Law Examination
    2004-09-02
Other Names
  • Roy P. Michaelson
  • Roy Philip Michaelson

View on SEC IAPD

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